Opportunity

VP, Global Markets Compliance

Global Bank, London, Hybrid/Flexible Working

Working on the trading floor as part of the overall EMEA Compliance team advising the Global Markets businesses and wider Compliance department.

The role

  • Provide compliance coverage and day to day regulatory advice to European Equities business, assisting and resolving compliance, transactional and other issues.  Encompasses Equity Derivatives, Prime and distribution of Structured Products, in addition supporting the remainder of the Global Markets Compliance team with coverage of FX, Rates, Credit, Flow/Structured
  • Act as key stakeholder for applicable regulation (MIFID, MAR, Short Selling, PRIIPs)
  • Keep up to date with regulatory changes affecting the business, analyse and assess and brief senior management
  • Act as stakeholder in regulatory projects, participate in internal and external enquiries including venue/exchange enquiries, regulatory enquiries
  • Provide training to the business, help ensure appropriate compliance policies, procedures and standards implemented, perform monitoring and reviews

Requires

  • Knowledge of rules and regulations relevant to Global Markets business (UK, EU, Trading venue, cross border etc.)
  • Experience of a trading floor, business-facing Compliance role
  • Dodd-Frank swaps knowledge preferred

To enquire about this role, please tell us a bit more about yourself by answering the questions below.


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